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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-05-08
  • PA RA
    APPROVED
    Since 2020-05-08

Branch Locations

15 E Ridge Pike, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Sewell NJ 12/2015 06/2017
Citizens Securities, Inc. Plymouth Meeting PA 06/2017 02/2020
Citizens Bank Plymouth Meeting PA 06/2017 02/2020
Axa Advisors Llc New York NY 05/2020 06/2020
New Jersey State Police Academy Sea Girt NJ 02/2020 09/2021
Equitable Advisors, Llc New York NY 05/2020 Present
  • 12/2015 → 06/2017
    Pnc Investments Llc
    Sewell, NJ
  • 06/2017 → 02/2020
    Plymouth Meeting, PA
  • 06/2017 → 02/2020
    Citizens Bank
    Plymouth Meeting, PA
  • 05/2020 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 02/2020 → 09/2021
    New Jersey State Police Academy
    Sea Girt, NJ
  • 05/2020 → Present
    New York, NY
Previous Registrations
  • 2017-06-28 → 2020-02-19
    Cherry Hill, NJ
    Conshohocken, PA
    Haddon Heights, NJ
    Marlton, NJ
    Plymouth Meeting, PA
  • 2015-01-06 → 2017-07-19
    Ocean City, NJ
    Lumberton, NJ
    Mount Holly, NJ
    Woodbury, NJ
    Sewell, NJ
    Vineland, NJ
    Ocean City, NJ
  • 2014-04-08 → 2014-11-03
    Medford, NJ
    St Louis, MO
    Cinnaminson, NJ
Other Businesses

1) NEW JERSEY STATE POLICE 1040 RIVER RD, EWING TOWNSHIP, NJ 08628, NEW JERSEY STATE TROOPER, START DATE: 9/4/20, 175 HRS PER MO, NOT INVESTMENT RELATED; 2) LANDLORD, 10 MICHAELSON DRIVE MOUNT LAUREL NJ 08054, OWNER OF PROPERTY, START DATE: 3/15/24, 0 HRS PER MO, NOT INVESTMENT RELATED; 3) USING MFIORI@FFREMAIL.COM AND FFRPRO.COM TO CONDUCT EQUITABLE BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
S63 Uniform Securities Agent State Law Examination 2013-10-10
  • S66 Uniform Combined State Law Examination
    2014-04-03
  • S63 Uniform Securities Agent State Law Examination
    2013-10-10
Other Names
  • Matt Fiori

View on SEC IAPD

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