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6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-24 |
| MO | RA | APPROVED | 2025-09-23 |
Branch Locations
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
University City, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Lcc | New York | NY | 08/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2014 | 09/2025 |
| Victory Financial Group | Austin | TX | 09/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 11/2025 | Present |
1. Victory Financial Group. Investment related. At registered location. RIA. Financial advisor. Start date: 10/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. Start date: 10/2025. 60 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s). 3. Friends of Kids with Cancer. Not investment related. 16 Sunnen Drive, Suite 161, St. Louis, MO 63143. Non-Profit. Volunteer. Start date: 01/2015. 8 hrs/month; none during trading hours. General volunteer work. 4. Cystic Fibrosis Foundation. Not investment related. 10900 Manchester Road, #206, Kirkwood, MO 63122. Non-Profit. Volunteer. Start date: 10/2015. 8 hrs/month; none during trading hours. General volunteer work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-09 |
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