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Current Employers
Victory Financial

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-24
MO RA APPROVED 2025-09-23
  • TX RA
    APPROVED
    Since 2025-09-24
  • MO RA
    APPROVED
    Since 2025-09-23

Branch Locations

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States

University City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Lcc New York NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 09/2025
Victory Financial Group Austin TX 09/2025 Present
Purshe Kaplan Sterling Investments Albany NY 11/2025 Present
  • 08/2014 → 06/2020
    Axa Advisors, Lcc
    New York, NY
  • 08/2014 → 09/2025
    New York, NY
  • 09/2025 → Present
    Victory Financial Group
    Austin, TX
  • 11/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1. Victory Financial Group. Investment related. At registered location. RIA. Financial advisor. Start date: 10/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. Start date: 10/2025. 60 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s). 3. Friends of Kids with Cancer. Not investment related. 16 Sunnen Drive, Suite 161, St. Louis, MO 63143. Non-Profit. Volunteer. Start date: 01/2015. 8 hrs/month; none during trading hours. General volunteer work. 4. Cystic Fibrosis Foundation. Not investment related. 10900 Manchester Road, #206, Kirkwood, MO 63122. Non-Profit. Volunteer. Start date: 10/2015. 8 hrs/month; none during trading hours. General volunteer work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-17
S63 Uniform Securities Agent State Law Examination 2014-12-09
  • S65 Uniform Investment Adviser Law Examination
    2016-08-17
  • S63 Uniform Securities Agent State Law Examination
    2014-12-09
Designations
Other Names
  • William Stiles

View on SEC IAPD

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