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Rick John Fratus

Stafford Capital Partners Inc.

Austin, TX

CRD 5115264

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Employer firm

Stafford Capital Partners Inc. CRD 171419

$1.72B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Stafford Capital Partners Inc.

1717 West 6Th Street, Suite 234, Austin, TX 78703 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-21
  • TX RA
    APPROVED_RES
    Since 2014-07-21

Branch Locations

1717 West 6Th Street Suite 234, Austin, TX 78703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stafford Capital Partners Inc. Austin TX 06/2014 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-15

View on SEC IAPD

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