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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-06-27
  • NJ RA
    APPROVED
    Since 2014-06-27

Branch Locations

6500 Sw Beaverton Hillsdale Hwy Ste 1, Portland, OR 97225-1400 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beaverton OR 10/2013 03/2020
Ameriprise Financial Services, Llc Renton WA 03/2020 Present
Other Businesses

Business Ownership; EMBL CPAs LLC; Business administration, manage staff, review tax returns, perform accounting and forensic accounting analysis.; Tax Preparation; 13535 SW 72nd Ave Ste 165, , Tigard, OR, 97223; Not Investment-Related; 11/01/2021; 60 hours per month; 60 during trading hours. Board of Directors; Oregon Defense Attorney Consortium; Treasurer; 165 SE Main St, , Hillsboro, OR, 97123; Investment-Related; 11/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; EMBL CPAs LLC; Managing partner - Business administration, HR, reviewing tax returns, tax planning, accounting, forensic accounting, expert witness testimony.; Office of certified Public Accounting; 13535 SW 72nd Ave, , Tigard, OR, 97223; Not Investment-Related; 11/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-22
  • S66 Uniform Combined State Law Examination
    2014-01-22

View on SEC IAPD

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