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Richard John Defrancesco

Strategy Financial Group

Phoenix, AZ

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Current Employers
Strategy Financial Group

7010 E Chauncey Lane #130, Phoenix, AZ 85054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-23
  • AZ RA
    APPROVED
    Since 2024-08-23

Branch Locations

7010 E Chauncey Lane #130, Phoenix, AZ 85054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2013 07/2024
Strategy Financial Group Scottsdale AZ 07/2024 Present
  • 09/2013 → 07/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2024 → Present
    Strategy Financial Group
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-09
S63 Uniform Securities Agent State Law Examination 2013-10-10
  • S65 Uniform Investment Adviser Law Examination
    2016-05-09
  • S63 Uniform Securities Agent State Law Examination
    2013-10-10
Designations
Other Names
  • Richard J Defrancesco
  • Rich J Defrancesco

View on SEC IAPD

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