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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
CO RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • CO RA
    APPROVED
    Since 2019-06-20

Branch Locations

5299 Dtc Blvd Suite 800, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Denver CO 05/2014 06/2019
Foresters Advisory Services Llc Denver CO 05/2017 06/2019
Cetera Investment Advisers Llc Denver CO 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 05/2014 → 06/2019
    Foresters Financial Services
    Denver, CO
  • 05/2017 → 06/2019
    Foresters Advisory Services Llc
    Denver, CO
  • 06/2019 → Present
    Denver, CO
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2017-07-13 → 2019-06-20
    Foresters Advisory Services, Llc
    Denver, CO
Other Businesses

VALDORO WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS, 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-26
S63 Uniform Securities Agent State Law Examination 2013-10-01
  • S65 Uniform Investment Adviser Law Examination
    2017-05-26
  • S63 Uniform Securities Agent State Law Examination
    2013-10-01
Designations
  • Certified Financial Planner
Other Names
  • Andrew Tyler Hoysick

View on SEC IAPD

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