Lawrence Dale Nicholson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2017
  Raymond James & Associates, Inc.
  Little Rock, AR
• 11/2017 → 02/2022
  Allstate Insurance Company
  Irving, TX
• 12/2017 → Present
  Nicholson Financial Llc Dba Center Peace Financial
  Plano, TX
• 03/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-12-19 → 2022-02-25
  Allstate Financial Advisors, Llc
  Sherman, TX
  Carrollton, TX
• 2014-01-24 → 2017-11-03
  Raymond James & Associates, Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

1. NAME OF OTHER BUSINESS: NICHOLSON FINANCIAL, LLC DBA CENTERPEACE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: 3300 DALLAS PARKWAY, STE 200, PLANO, TX 75093, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2024; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2014-01-23

Other Names

• Lawrence Dale Nicholson