Amy C Smith

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-08-26

TX RA
APPROVED

Since 2014-08-26

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Alvarado, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Worth	TX	08/2013	Present
Bank Of America, N.A.	Fort Worth	TX	11/2014	Present

08/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Worth, TX
11/2014 → Present

Bank Of America, N.A.

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-18

S66 Uniform Combined State Law Examination

2014-06-18

Other Names

Amy Celeste Hemingway
Amy Celeste Smith

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews