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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-23
MO RA APPROVED 2017-03-17
  • TX RA
    APPROVED_RES
    Since 2022-08-23
  • MO RA
    APPROVED
    Since 2017-03-17

Branch Locations

11600 Manchester Road Suite 201, Saint Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc St Louis MO 06/2015 Present
Hake Investment Group Saint Louis MO 06/2015 Present
Raymond James Financial Services Advisors Inc Saint Louis MO 03/2017 Present
Other Businesses

1) Name of Business: Hake Investment Group Address: 11600 Manchester Rd Ste 201, Saint Louis, MO, 63131, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/18/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor, RJFS\Director of Branch Client Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2015-01-24
  • S65 Uniform Investment Adviser Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2015-01-24

View on SEC IAPD

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