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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-03 |
| TX | RA | APPROVED_RES | 2024-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wichita | KS | 08/2013 | 10/2024 |
| Bank Of America, N.A. | Wichita | KS | 01/2014 | 10/2024 |
| Lpl Financial Llc | Wichita | KS | 10/2024 | Present |
1- 10/2024 - Big Daddy Oil, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 10/04/2023 - 2 Hours Per Month/ 0 Hours During Trading 2- 10/2024 - 555 N Webb Rd Llc - Real Estate Rental - Investment Related - Wichita, KS - Start Date 01/01/2025 3- 10/2024 - Air Capital Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/02/2024 - 160 Hours Per Month/ 60 Hours During Trading 4- 03/21/2025 - Air Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 10/02/2024 160 Hours Per Month/ 60 Hours During Trading 5- 11/21/2025 - Air Captial Tax and Accounting - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 11/20/2025 - 10 hours per month/ 5 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-20 |
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