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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-12-13
TX RA APPROVED_RES 2022-12-12
  • MN RA
    APPROVED
    Since 2022-12-13
  • TX RA
    APPROVED_RES
    Since 2022-12-12

Branch Locations

228 4Th St. Nw [Satellite], Bemidji, MN 56601 • United States

2800 S First St Ste 207, Willmar, MN 56201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amy Dubray Fitness Bemidji MN 10/2009 Present
Wells Fargoa Advisors, Llc Duluth MN 06/2014 12/2022
Wells Fargo Advisors Financial Network, Llc Willmar MN 12/2022 Present
Previous Registrations
Other Businesses

PERSONAL FITNESS TRAINING; NOT INVESTMENT RELATED; BEMIDJI, MN; SOLE PROPRIETOR; START 6/27/2014; 8 HRS PER MONTH; 0 HRS DURING TRADING; FITNESS TRAINING AND WELLNESS COACHING TO INDIVIDUALS AND GROUPS; VAKED: VEGAN BAKED GOODS, NOT INV RELATED, BEMIDJI, MN, 100% OWNERSHIP, START: 3/18/2019, 4 HRS/MONTH, 0 HRS DURING TRADING, BAKE AND SELL VEGAK BAKED GOODS. TRU JOURNEY ADVISORS, INV RELATED, WILLMAR, MN, FINANCIAL ADVISOR, START 8/26/2022, 40 HOURS PER MONTH, 3 HOURS DURING TRADING, FINET PRACTICE. DUBRAY WEALTH MANAGEMENT, LLC, INVT RELATED, BEMIDJI, MN, 100% OWNERSHIP, START DATE 12/12/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-06
S63 Uniform Securities Agent State Law Examination 2014-02-07
  • S65 Uniform Investment Adviser Law Examination
    2014-08-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-07
Other Names
  • Amy Louise Ross
  • Amy Louise Ongman
  • Amy Louise Dubray
  • Amy Louise Dub Ray

View on SEC IAPD

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