William Nichols

Current Employers

Employment History

• 09/2013 → 07/2018
  Edward Jones
  St Louis, MO
• 07/2018 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 07/2018 → 04/2023
  Equitable Advisors, Llc
  New York, NY
• 04/2023 → Present
  Victory Financial
  Dripping Springs, TX
• 05/2023 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2018-07-18 → 2023-05-11
  Equitable Advisors, Llc
  Fort Worth, TX
  Austin, TX
  Fort Worth, TX
  Austin, TX
• 2013-11-11 → 2018-07-24
  Edward Jones
  Maryland Heights, MO
  Maryland Heights, MO
  Roanoke, TX
  Trophy Club, TX

Other Businesses

1) Victory Financial Group Investment-related. At registered location. RIA. Financial Advisor. Start date: 04/2023. 160 hrs/month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 04/2023. 4 hrs/month all during trading hours. Sales of fixed / traditional insurance products. 3) Wurst Friends, LLC. Not investment-related. Located at 109 E Centre St Fredericksburg, TX 78624. Short term rental real estate (Airbnb, VRBO, etc.). Owner. Start: 05/2021. 0 hr/month. Rental income. 4) Stratum Tickets, LLC. Not investment-related. Located at 890 Premier Park Loop, Dripping Springs, TX 78620. Ticket resale. Owner. Start: 11/2025. 2 hr/month. Rental income.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-08

Other Names

• William Nichols
• William Andrew Nichols
• Andy Nichols