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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
304 Maple St South, Turtle Lake, WI 54889 • United States
111 West Main Street Suite D, Roberts, WI 54023 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Hudson | WI | 09/2014 | 12/2020 |
| Woodbury Financial Services Inc | Menomonie | WI | 12/2020 | 01/2024 |
| Osaic Wealth, Inc. | Roberts | WI | 01/2024 | Present |
1. WHITECAP FINANCIAL ADVISORS LLC POSITION: Agent/Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/11/2014 ADDRESS: 111 West Main Street, Suite D, Roberts WI 54023, United States DESCRIPTION: I will have the ability to sell term and permanent insurance policies. 2. RERE LLC POSITION: Owner NATURE: This is an LLC started to hold rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 982 101st Street, Roberts WI 54023, United States DESCRIPTION: I own and manage the business. 3. ROBERTS-WARREN FIRE & RESCUE POSITION: Volunteer Firefighter NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2015 ADDRESS: 204 West Blvd, Roberts WI 54023, United States DESCRIPTION: I volunteer my time for fire department activities. 4. CAMP TAMARACK INC. POSITION: Secretary/Member NATURE: Corporation currently owned by 6 individuals consisting of family and friends. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: 15312 S Swedish Highway, Dairyland WI 54830, United States DESCRIPTION: I am the secretary for the corporation. I take notes and send them to the members after our annual meetings along with helping with the annual building and land maintenance. This is a hunting cabin. 5. LION'S CLUBS INTERNATIONAL POSITION: Member NATURE: This is a 501(c)(3) tax-exempt public charitable organization. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2021 ADDRESS: 312 N Park Street, Roberts WI 54023, United States DESCRIPTION: Attend monthly meetings and help perform service to the community and surrounding areas. 6. WESTERN WISCONSIN HEALTH POSITION: Board Member NATURE: 501 (c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2022 ADDRESS: 1100 Bergslien St, Baldwin WI 54002, United States DESCRIPTION: Attend monthly meetings to help provide guidance to hospital leadership.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-03 |
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