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Daniel Goldsmith

Mml Investors Services, LLC

Cumberland, WI

Plymouth, MN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-14
WI RA APPROVED 2019-02-15
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED
    Since 2026-08-14
  • WI RA
    APPROVED
    Since 2019-02-15
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

Cumberland Federal Bank 1390 2Nd Ave, Cumberland, WI 54829 • United States

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Plymouth MN 01/2011 Present
Massmutual Insurance Company Plymouth MN 01/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-16
  • S63 Uniform Securities Agent State Law Examination
    2011-02-16

View on SEC IAPD

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