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Carrie Anderson

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Los Angeles, CA

Wells Fargo Clearing Services, LLC

Los Angeles, CA

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-18
  • CA RA
    APPROVED
    Since 2026-03-18

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

10877 Wilshire Blvd, Los Angeles, CA 90024 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-17
  • CA RA
    APPROVED
    Since 2023-10-17

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na San Clemente CA 05/2009 Present
Wells Fargo Advisors Llc San Clemente CA 08/2013 11/2016
Wells Fargo Clearing Services, Llc San Clemente CA 11/2016 Present
  • 05/2009 → Present
    Wells Fargo Bank Na
    San Clemente, CA
  • 08/2013 → 11/2016
    Wells Fargo Advisors Llc
    San Clemente, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Clemente, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-17
S63 Uniform Securities Agent State Law Examination 2013-10-15
  • S65 Uniform Investment Adviser Law Examination
    2023-10-17
  • S63 Uniform Securities Agent State Law Examination
    2013-10-15
Other Names
  • Carrie Lynn Sawyer
  • Carrie Lynn Anderson

View on SEC IAPD

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