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James Arthur Rumph

Edward Jones

St. Louis, MO

San Pedro, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-20
  • CA RA
    APPROVED
    Since 2023-03-20

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

San Pedro, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank Santa Monica CA 04/2015 04/2021
Td Ameritrade Investment Management, Llc Santa Monica CA 10/2016 05/2018
Edward Jones St Louis MO 02/2023 Present
Infosys San Francisco CA 05/2021 02/2023
  • 04/2015 → 04/2021
    J.P. Morgan Chase Bank
    Santa Monica, CA
  • 10/2016 → 05/2018
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
  • 02/2023 → Present
    Edward Jones
    St Louis, MO
  • 05/2021 → 02/2023
    Infosys
    San Francisco, CA
Previous Registrations
  • 2018-06-13 → 2021-05-04
    J.P. Morgan Securities Llc
    El Segundo, CA
    Culver City, CA
    El Segundo, CA
    Los Angeles, CA
    El Segundo, CA
    El Segundo, CA
  • 2017-02-13 → 2018-06-01
    Td Ameritrade, Inc.
    Los Angeles, CA
  • 2017-02-13 → 2018-06-01
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-10
S63 Uniform Securities Agent State Law Examination 2013-12-17
  • S66 Uniform Combined State Law Examination
    2017-02-10
  • S63 Uniform Securities Agent State Law Examination
    2013-12-17
Other Names
  • James Arthur Rumph
  • James Rumph
  • James Arthur Rumph
  • James Rumph
  • James Arthur Rumph
  • James Rumph

View on SEC IAPD

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