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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-20
TX RA APPROVED 2016-09-20
  • PA RA
    APPROVED
    Since 2016-09-20
  • TX RA
    APPROVED
    Since 2016-09-20

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2016 Present
Vanguard Marketing Corporation Malvern PA 08/2016 Present
Vanguard Advisers, Inc. Malvern PA 08/2016 Present
  • 08/2016 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2016 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 08/2016 → Present
    Malvern, PA
Previous Registrations
  • 2012-03-06 → 2016-09-13
    Securian Financial Services, Inc.
    Allentown, PA
    Plymouth Meeting, PA
  • 2006-05-15 → 2007-06-13
    Bethlehem, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-10
  • S66 Uniform Combined State Law Examination
    2006-05-10
Designations

View on SEC IAPD

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