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500 Park Blvd Ste 1400, Itasca, IL 60143 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rozovics Group Pc | Park Ridge | IL | 01/2011 | 04/2019 |
| Cetera Investment Advisers, Llc | Park Ridge | IL | 02/2014 | 01/2020 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2013 | 01/2020 |
| R2 Fiscal Solutions Llc | Park Ridge | IL | 01/2015 | 04/2019 |
| Mcbeath, Fates, And Ivers Pc | Itasca | IL | 04/2019 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 08/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 08/2023 |
| Ameriprise Financial Services, Llc | Burr Ridge | IL | 08/2023 | 05/2025 |
| Ejmk Ventures Llc D/B/A Pendulum Wealth Partners | Itasca | IL | 05/2025 | Present |
| Fates, Bodily, And Parker Pllc | Itasca | IL | 09/2020 | Present |
1) Fates, Bodily, and Parker PLLC; Not investment-related; 500 Park Blvd., Suite 1400, Itasca, Illinois 60143; CPA Firm; Partner; 09/01/2020; 160 hours per month; 120 during trading hours; Manage firm operations and advise clients 2) Licensed insurance agent; Not investment-related; Itasca, 500 Park Blvd., Suite 1400, Itasca, Illinois 60143; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-14 |
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