Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-20 |
| VA | RA | APPROVED | 2013-12-17 |
Branch Locations
8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States
Vienna, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Mclean | VA | 07/2013 | Present |
| Mml Investors Services, Llc | Mclean | VA | 09/2013 | Present |
| Legalshield | Falls Church | VA | 03/2013 | 01/2017 |
| Alpha Card Services | Falls Church | VA | 07/2013 | 10/2023 |
1) NAME: JAMES L. HICKS INV REL:Y ADDR: @RESIDENTIAL ADDR ON FILE NATURE: BUSINESS COACHING SESSIONS POSITION:BUSINESS COACHING RESOURCE START: 07/01/2019 NO HR/MO:2 NO HR/MO DUR TRADING:0 2) NAME: JAMES LOPES HICKS, INV REL: Y ADDR: 8444 WESTPARK DRIVE SUITE 900 TYSONS VA 22102 NATURE: FOCUS RESEARCH POSITION:FOCUS GROUP PARTICIPANT START:12/18/2019 NO HR/MO:2 NO HR/MO DUR TRADING:2 3) NAME: ALERA GROUP INV REL: Y ADDR: 8444 WESTPARK DRIVE, SUITE 900, TYSONS VA 22102 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 08/2013 NO HR/MO: 10 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: GROUP LIFE GROUP HEALTH, FIXED ANNUITIES 4) NAME: N/A INV REL:Y ADDR: @RESIDENTIAL ADDRESS ON FILE NATURE: ATTORNEY-IN-FACT FOR MY MOTHER LAURINDA LOPES HICKS POSITION: ATTORNEY-IN-FACT START: 07/28/2020 NO HR/MO: 1 NO HR/MO DUR TRADING: 0 5) NAME: J.L. HICKS FINANCIAL GROUP LLC INV REL: Y ADDR: 8444 WESTPARK DR SUITE 900 MCLEAN VA 22102 NATURE: THIS IS THE LEGAL ENTITY THAT I USE TO RUN MY FINANCIAL SERVICES BUSINESS. MY EMPLOYEES ARE PAID BY THE LLC ETC POSITION: FINANCIAL PARTNER START: 7/11/2018 NO HR/MO: 50 NO HR/MO DUR TRADING: 35 DUTIES: I MANAGE THE PRACTICE, MEET WITH CLIENTS, MAKE RECOMMENDATIONS AND HELP MY CLIENTS IMPLEMENT THOSE RECOMMENDATIONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-22 |
Reach out to this advisor