Sean P Smith

Current Employers

Employment History

• 09/2013 → 02/2025
  Hornor Townsend & Kent Inc
  Horsham, PA
• 09/2013 → 02/2025
  Penn Mutual Life Ins Co
  Horsham, PA
• 02/2025 → Present
  Osaic Wealth, Inc.
  Wichita, KS

Previous Registrations

• 2016-11-04 → 2025-02-11
  Hornor, Townsend & Kent, Llc
  Wichita, KS
  Wichita, KS

Other Businesses

NOXNUMIS LLC POSITION: Private Wealth Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 8111 East 32nd Street North, Suite 106, Wichita KS 67226 DESCRIPTION: Financial and retirement planning services. Sales and service of various life insurance products, Medicare related insurance, and long-term care. DBA for financial services business. ADVANCED RETIREMENT SOLUTIONS INC POSITION: Private Wealth Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2013 ADDRESS: 8111 East 32nd Street North, Suite 106, Wichita KS 67226 DESCRIPTION: Sales and service of various life/disability insurance carriers, long term care insurance and health insurance brokerage. ADVANCED ADVISORY SOLUTIONS POSITION: Private Wealth Manager NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/01/2022 ADDRESS: 8111 E 32nd Street North, 106, Wichita KS 67226 DESCRIPTION: sales and service of managed accounts/retirement planning services. MEDICARE CAMPUS POSITION: Agent NATURE: marketing DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2023 ADDRESS: 8111 East 32nd Street North, Suite 106, Wichita KS 67226 DESCRIPTION: Marketing DBA for Medicare related insurance sales. Provide Medicare and Social Security education. RETIREMENT CAMPUS POSITION: Agent NATURE: marketing DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 8111 East 32nd Street North, Suite 106, Wichita KS 67226 DESCRIPTION: Provide general education on retirement/financial related topics. BS ENTERPRISE INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/29/2008 ADDRESS: 8111 E 32nd Street North, 106, Wichita KS 67226 DESCRIPTION: Pass-through corporation for business expenses and taxation. Securities and insurance revenue.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-27
• S63 Uniform Securities Agent State Law Examination
  2013-12-14