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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-20
  • OH RA
    APPROVED
    Since 2022-09-20

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Columbus, OH • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-20
  • OH RA
    APPROVED
    Since 2022-09-20

Branch Locations

Columbus, OH • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 11/2014 03/2017
Tiaa Denver CO 11/2014 03/2017
Unemployed Denver CO 03/2017 07/2017
Jp Morgan Securities Llc Columbus OH 09/2017 06/2022
Gap Inc Columbus OH 07/2017 07/2017
Raymond James & Associates, Inc. Columbus OH 06/2022 Present
Raymond James Financial Services, Inc. Columbus FL 07/2022 Present
Raymond James Financial Services Advisors Columbus OH 08/2022 Present
  • 11/2014 → 03/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 11/2014 → 03/2017
    Tiaa
    Denver, CO
  • 03/2017 → 07/2017
    Unemployed
    Denver, CO
  • 09/2017 → 06/2022
    Jp Morgan Securities Llc
    Columbus, OH
  • 07/2017 → 07/2017
    Gap Inc
    Columbus, OH
  • 06/2022 → Present
    Columbus, OH
  • 07/2022 → Present
    Raymond James Financial Services, Inc.
    Columbus, FL
  • 08/2022 → Present
    Raymond James Financial Services Advisors
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
S63 Uniform Securities Agent State Law Examination 2014-01-29
  • S66 Uniform Combined State Law Examination
    2022-08-29
  • S63 Uniform Securities Agent State Law Examination
    2014-01-29
Other Names
  • William Joshua Ihrig
  • William J. Ihrig

View on SEC IAPD

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