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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-02-08
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-02-08

Branch Locations

515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Agoura Hills CA 02/2013 Present
World Financial Group, Inc. Agoura Hills CA 10/2011 Present
Tri Counties Regional Center Oxnard CA 08/2013 Present
Debtmerica Santa Paula CA 10/2014 03/2022
Stephanie Young Consultants Inc Crisis Support Services La Mesa CA 08/2013 Present
Revolution Financial Management Thousand Oaks CA 04/2014 Present
  • 02/2013 → Present
    Transamerica Financial Advisors, Inc
    Agoura Hills, CA
  • 10/2011 → Present
    World Financial Group, Inc.
    Agoura Hills, CA
  • 08/2013 → Present
    Tri Counties Regional Center
    Oxnard, CA
  • 10/2014 → 03/2022
    Debtmerica
    Santa Paula, CA
  • 08/2013 → Present
    Stephanie Young Consultants Inc Crisis Support Services
    La Mesa, CA
  • 04/2014 → Present
    Revolution Financial Management
    Thousand Oaks, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRI COUNTIES REGIONAL CENTER/INVESTMENT RELATED - NO/2220 EAST GONZALES ROAD, OXNARD, CA 93036 805-485-3177/PROVIDING CRISIS PREVENTION SERVICES TO REGIONAL CENTER CLIENTS - DEVELOPMENTALLY DISABLED TEENAGERS AND ADULTS. IT IS A NON-PROFIT ORGANIZATION HELPING THE COMMUNITY WITH FAMILY PLACEMENT/PROGRAM MANAGER/08.2013/160/40/PROGRAM MANAGER - OVERSEE THE DAY TO DAY FUNCTIONS OF THE STAFF, PROVIDE SUPPORT TO THEM, AND PROVIDE DIRECT SERVICE TO FAMILIES AND CHILDREN FOR THERAPY REASONS.#10;#10.... STEPHANIE YOUNG CONSULTANTS INC CRISIS SUPPORT SERVICES / emp dates: 0813 TO PRESENT/ INVESTMENT RELATED: NO /address: 9240 FUERTE DR. #201 LA MESA, CA 91941/ position: DISTRICT MANAGER/ nature of business: MENTAL HEALTH COUNSELING/hrs work monthly: 160/Sec trading hrs: 5/ duties: OVERSEE DAY TO DAY OPERATIONS OF 5 OFFICES: CAMARILLO, CA SAN JOSE, CA, SAN LUIS OBISPO, CA LOS ANGELES, CA, GLENDALE, CA OBA Amendment Update: STEPHANIE YOUNG CONSULTANTS INC CRISIS SUPPORT SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2014-04-14
  • S65 Uniform Investment Adviser Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2014-04-14

View on SEC IAPD

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