Hilary F Hughes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 07/2022
  Ubs Financial Services, Inc
  Seal Beach, CA
• 07/2013 → 02/2019
  Capstone Partners Financial And Insurance Services Inc
  Newport Beach, CA
• 07/2022 → 09/2024
  Morgan Stanley
  Long Beach, CA
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Hills Estates, CA
• 06/2019 → 09/2019
  Mamassachusetts Mutual Life Insurance Co
  Seal Beach, CA

Previous Registrations

• 2022-07-20 → 2024-10-09
  Morgan Stanley
  Long Beach, CA
  Costa Mesa, CA
• 2019-08-27 → 2022-07-08
  Ubs Financial Services Inc.
  Seal Beach, CA

Other Businesses

* 510339 - Shut Your Pie Hole Bakery; Investment related -No; Costa Mesa, California; Restaurant/Bar/Nightclub; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 5; owner

Exams

• S66 Uniform Combined State Law Examination
  2019-08-27

Other Names

• Hilary Frances Ockey
• Hilary F Ockey