Best Investors Account Sign in

Margaret Elaine Sutton

Robert W. Baird & Co. Incorporated

Lexington, KY

CRD 6238000

Claim This Profile
Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-24
KY RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-01-24
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

100 W Main St Suite 500, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Lexington KY 08/2013 Present
Robert W. Baird & Co. Incorporated Lexington KY 10/2019 Present
Previous Registrations
  • 2014-02-27 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-26
  • S66 Uniform Combined State Law Examination
    2014-02-26
Other Names
  • Meg Grossman
  • Margaret Elaine Grossman

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.
LPL FINANCIAL LLC

Nearby Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor