Keaton Joel Price

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 06/2024
  Northwestern Mutual Investment Services Llc
  Dallas, TX
• 02/2015 → 06/2023
  John Moore
  Dallas, TX
• 08/2019 → 06/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2023 → 06/2024
  Clayton Moore
  Dallas, TX
• 10/2024 → Present
  Ameriprise Financial Services, Llc
  Plano, TX
• 06/2024 → 10/2024
  Unemployed
  Plano, TX

Other Businesses

Outside Employment; Elevation Management Services, LLC; Associate Financial Advisor; Manage advisory business; 6860 Dallas Pkwy Ste 550, , Plano, TX, 75024; Investment-Related; 10/21/2024; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-19
• S63 Uniform Securities Agent State Law Examination
  2014-03-15

Other Names

• Keaton Joel Price
• Keaton J Price