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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

28 N Country Road Suite 204, Mount Sinai, NY 11766 • United States

800 Veterans Memorial Hwy Ste 100, Hauppauge, NY 11788-2948 • United States

Mount Sinai, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Other Businesses

Business Ownership; Other; Tax Preparation (Dual consent and leader acknowledgement forms required); 28 N. Country Rd. Suite 204Mt. Sinai, NY 11766, , ** not provided **, N/A, 00000; Not Investment-Related; 01/18/2012; 60 hours per month; 60 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. Outside Employment; Outside Employment; John F Dennehy Jr, CPA, PC; Other; 28 N Country Rd, Suite 204Mt. Sinai, NY 11766, , ** not provided **, N/A, 00000; Not Investment-Related; 01/18/2012; 60 during trading hours; 60 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-29
S63 Uniform Securities Agent State Law Examination 2015-12-03
  • S65 Uniform Investment Adviser Law Examination
    2016-01-29
  • S63 Uniform Securities Agent State Law Examination
    2015-12-03
Other Names
  • John Dennehy

View on SEC IAPD

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