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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
28 N Country Road Suite 204, Mount Sinai, NY 11766 • United States
800 Veterans Memorial Hwy Ste 100, Hauppauge, NY 11788-2948 • United States
Mount Sinai, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
Business Ownership; Other; Tax Preparation (Dual consent and leader acknowledgement forms required); 28 N. Country Rd. Suite 204Mt. Sinai, NY 11766, , ** not provided **, N/A, 00000; Not Investment-Related; 01/18/2012; 60 hours per month; 60 during trading hours. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative. Outside Employment; Outside Employment; John F Dennehy Jr, CPA, PC; Other; 28 N Country Rd, Suite 204Mt. Sinai, NY 11766, , ** not provided **, N/A, 00000; Not Investment-Related; 01/18/2012; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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