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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson Von Tugeln Apc | Lancaster | CA | 10/1997 | Present |
| Householder Group Estate & Retirement Specialists | Lancaster | CA | 06/2015 | 08/2023 |
| Lpl Financial, Llc | Lancaster | CA | 01/2019 | 04/2024 |
| Lpl Financial Llc | San Diego | CA | 05/2024 | Present |
1. 08/01/2024 - Thompson Von Tungeln, a P.C. - Other - Law Firm - Estate Planning Lawyer - Not Investment Related - At Reported Business Location(s) - Start Date 10/01/1997 - 220 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-27 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-24 |
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