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Robert Edward Mallernee

Eton Advisors

Chapel Hill, NC

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Current Employers
Eton Advisors

301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-11-06
  • NC RA
    APPROVED
    Since 2019-11-06

Branch Locations

301 W Barbee Chapel Road Suite 303, Chapel Hill, NC 27517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Eton Advisors, Lp Chapel Hill NC 05/2009 09/2017
Eton Advisors Group, Llc Chapel Hill NC 09/2017 Present
  • 05/2009 → 09/2017
    Eton Advisors, Lp
    Chapel Hill, NC
  • 09/2017 → Present
    Eton Advisors Group, Llc
    Chapel Hill, NC
Previous Registrations
  • 2009-08-26 → 2017-09-05
    Eton Advisors, Lp
    Chapel Hill, NC
    Chapel Hill, NC
Other Businesses

Eton Solutions, LP; Not investment related; 1500 Perimeter Parkway, Suite 150, Morrisville, NC 2750; Technology and services provider for family offices; CEO; Start date: May 2015; 120 hours per month; 100 hours per month during securities trading hours; Normal management oversight. University of North Carolina Kenan-Flagler Business School; Not investment related; 300 Kenan Center Drive, Chapel Hill, NC 27599; Educational institution/MBA program; Professor of the Practice (Finance); Start Date: 2012; 24 hours per month in March and April only; 24 hours per month during securities trading in March and April only; Teaching MBA course in Private Wealth Management.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-24
  • S63 Uniform Securities Agent State Law Examination
    2006-04-24
Designations
Other Names
  • Robert Mallernee

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