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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-10-01
TX RA APPROVED 2022-10-01
  • AR RA
    APPROVED
    Since 2022-10-01
  • TX RA
    APPROVED
    Since 2022-10-01

Branch Locations

700 Front Street Ste 104, Conway, AR 72032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Conway AR 10/2015 Present
Genwealth Financial Advisors, Llc Conway AR 12/2017 Present
  • 10/2015 → Present
    Lpl Financial, Llc
    Conway, AR
  • 12/2017 → Present
    Genwealth Financial Advisors, Llc
    Conway, AR
Previous Registrations
  • 2017-11-29 → 2022-12-14
    Genwealth Financial Advisors, Llc
    Bryant, AR
Other Businesses

1. 10/12/2017 - GenWealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/12/2017 - 280 Hours Per Month/8 Hours During Securities Trading. 2. 12/7/2017 - AdvisorOnline (powered by GenWealth) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Dated 12/15/2017 - 5 Hours Per Month During Securities Trading. 3. 12/27/2017 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - Started 12/15/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Enter financial data for small business owner (Anne Everett Rae) into QuickBooks to create reports needed for her accountant to do tax returns. 4. 9/30/2022 - Independent Advisor Alliance - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Charlotte, NC 5. 09/30/2022 - GENWEALTH FINANCIAL ADVISORS/ DBA FOR RIA BUSINESS (ENTITY FOR RIA BUSINESS)/ 100%/ CONWAY, AR 6. 10/14/2022 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 09/30/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 09/30/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 10/14/2022 - Independent Advisor Alliance - DBA: GenWealth Financia Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 09/30/2022 - 160 Hours Per Month/160 Hours During Securities Trading 8. 2/14/2023 - The Milner Group - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Advisor/Agent - Start Date - 2 Hours Per Month/2 Hours During Securities Trading02/07/2023 - 9. 02/14/2024 - Spark - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/1/2024 - 10 Hrs/Mo During Trading. 10. 05/29/2024 - Spark - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 06/03/2024 - 20 Hours Per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 12/23/2024- Sage Insurance Partners- Non-Variable Insurance-INV Related- At Reported Business Location(s)- Start date 12/20/2024- 4 Hours Per Month- 4 Hours During Trading 12) 03/13/2025 - Pulaski County Special School District - Not Investment Related - Outside/W-2 Employment - Maumelle, AR - Start Date:03/06/2025 - 12 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Other Names
  • Teresa Lynn Morshedi

View on SEC IAPD

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