Kara Nicole Farrow

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 08/2013 → 05/2017
  Consistent Values
  Greenwood Village, CO
• 02/2024 → 11/2025
  Lion Street Financial
  Greenwood Village, CO
• 11/2025 → Present
  Integrity Alliance, Llc.
  Greenwood Village, CO

Other Businesses

1.UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Employee NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2013 ADDRESS: 5655 S Yosemite St, Greenwood Village, CO 80111, USA, Greenwood Village CO 80111, United States DESCRIPTION: acting as an insurance agent and submitting business 2.UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2013 ADDRESS: 5655 S Yosemite Street, Suite 450, Greenwood Village CO 80111, United States DESCRIPTION: Financial Advisor for individual clients 3.PERSONAL REAL ESTATE RENTAL PROPERTY POSITION: Owner NATURE: Rental Property, run by husband INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 11537 E 26th Ave, Denver CO 80238, United States DESCRIPTION: My husband and I own a rental house, my husband manages this.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-08
• S65 Uniform Investment Adviser Law Examination
  2021-02-01

Other Names

• Kara Nicole Kissell
• Kara Kissell
• Kara Farrow