Inactive

Jaimie L. Sousa

Focus Partners Wealth, LLC

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Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2022-09-21

NH RA
APPROVED

Since 2022-09-21

Branch Locations

11 S. Main Street Suite 501, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	02/2014	07/2019
The Foundry Financial Group, Inc.	Laconia	NH	07/2014	07/2019
Cambridge Investment Research Advisers, Inc.	Fairfield	IA	10/2016	07/2019
Independence Financial Advisors, Llc	Franklin	NH	08/2019	09/2022
The Colony Group, Llc	Boston	MA	09/2022	Present

02/2014 → 07/2019

Cambridge Investment Research, Inc.

Fairfield, IA
07/2014 → 07/2019

The Foundry Financial Group, Inc.

Laconia, NH
10/2016 → 07/2019

Cambridge Investment Research Advisers, Inc.

Fairfield, IA
08/2019 → 09/2022

Independence Financial Advisors, Llc

Franklin, NH
09/2022 → Present

The Colony Group, Llc

Boston, MA

Previous Registrations

2019-09-02 → 2022-12-20

Independence Financial Advisors, Llc

Franklin, NH
2016-10-03 → 2019-07-22

Cambridge Investment Research Advisors, Inc.

Laconia, NH
2014-07-18 → 2019-07-19

The Foundry Financial Group, Inc.

Laconia, NH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-12

S66 Uniform Combined State Law Examination

2014-07-12

Designations

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

RBC CAPITAL MARKETS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CETERA INVESTMENT ADVISERS LLC

WHITEGATE INVESTMENT COUNSELORS, INC.

Other Investors

ADAM JOSEPH RUEDIG

WILLIAM DAVIS CHAPIN

PAUL BASIL MAKRIS

PATRICK J. HENNING

TIFFANY ROSE SNOW

KATHERINE ROSE KIPPEN

Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH

EDWARD JONES · CONCORD, NH

MARINER · Concord, NH

MARINER · Concord, NH

BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH

RBC CAPITAL MARKETS, LLC · CONCORD, NH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

CETERA INVESTMENT ADVISERS LLC · CONCORD, NH

More in Concord, NH

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