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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-07-24
  • IL RA
    APPROVED
    Since 2017-07-24

Branch Locations

111 W Main St, Rockton, IL 61072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scentsy Rockford IL 04/2015 07/2017
Raymond James Financial Services Advisors Inc. Rockton IL 07/2017 Present
Other Businesses

(1)Name of Business: CCM Real Estate Group, LLC Address: 15629 Carries Ln, South Beloit, IL, 61080, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/09/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a manager listed on CCM Real Estate Group, LLC's Operating Agreement. This is my long-term partner/father of my two kids' real estate LLC under which we own a rental duplex and a piece of land next to our house. He is sole owner. (2)Name of Business: Montgomery Financial Services Address: 1116 Cannell Ct Ste 1, Rockton, IL, 61072, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/05/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Associate\nChief Operating Officer\nClerical Duties\nMoney movement\nAssist clients with issues\nMarketing\nCompliance\nPortfolio Research\nPortfolio Composition

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-20
  • S66 Uniform Combined State Law Examination
    2017-07-20
Other Names
  • Brittany Paige Elmer

View on SEC IAPD

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