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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-29 |
| IL | RA | APPROVED | 2014-04-04 |
Branch Locations
11718 Main St, Roscoe, IL 61073 • United States
Caledonia, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rockford | IL | 04/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Roscoe | IL | 03/2020 | Present |
Real Estate Ownership; Single Family; 235 Lily LnRockford Il 61107, ,; Not Investment-Related; 05/10/2007. Independent Insurance Brokering; Ohio National; 04/09/2014; / AXA; 04/08/2014; / Metlife; 04/08/2014; / Prudential; 04/08/2014; / Jackson National; 04/08/2014; . Business Ownership; SLE Services INC; Business administrator; S Corporation for Pass through expenses; 11718 Main st, , Roscoe, IL, 61073; Not Investment-Related; 07/09/2018; 60 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-12 |
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