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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-17
IL RA APPROVED 2016-01-22
  • TX RA
    APPROVED
    Since 2016-02-17
  • IL RA
    APPROVED
    Since 2016-01-22

Branch Locations

111 W Main St, Rockton, IL 61072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Rockton IL 01/2016 Present
Raymond James Financial Services Advisors Inc. Rockton IL 01/2016 Present
Montgomery Financial Services Llc Rockton IL 02/2010 Present
Montgomery Property Management, Llc Rockton IL 01/2012 Present
  • 01/2016 → Present
    Raymond James Financial Services,Inc
    Rockton, IL
  • 01/2016 → Present
    Rockton, IL
  • 02/2010 → Present
    Montgomery Financial Services Llc
    Rockton, IL
  • 01/2012 → Present
    Montgomery Property Management, Llc
    Rockton, IL
Previous Registrations
Other Businesses

1) MONTGOMERY FINANCIAL SERVICES LLC; ROCKTON, IL; SUPPORT COMPANY/DBA (OWNER); NOT INVESTMENT RELATED; 02/2010-PRESENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; OWNER/FINANCIAL ADVISOR. This is the LLC I set up when I went independent. Everything done in this business is done through Raymond James. 2) Name of Business: Montgomery Property Management, LLC Address: Rockton, IL, 61072, United States -Activity Type: Rental Real Estate Position/Title: Owner/Proprietor -Investment Related: Yes Start Date: 01/01/2012 -Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own the LLC, which owns and rents property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-12
  • S66 Uniform Combined State Law Examination
    2000-08-12

View on SEC IAPD

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