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2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-06-02 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-10-28 |
Branch Locations
2020 High Wickham Place Suite 200, Louisville, KY 40245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferson National Securities Corp | Louisville | KY | 06/2013 | 05/2017 |
| Jefferson National Financial Corp. | Louisville | KY | 06/2013 | 05/2017 |
| Argi Investment Services | Louisville | KY | 05/2017 | 03/2022 |
| Argi Financial Group | Louisville | KY | 05/2017 | 03/2022 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 04/2022 | 10/2022 |
| Guidance Capital, Inc. | Louisville | KY | 10/2022 | Present |
| Money Concepts Advisory Service | Palm Beach Gardens | FL | 04/2022 | 10/2022 |
| Dmlo Wealth Planning, Llc | Louisville | KY | 03/2023 | Present |
Licensed insurance professional; non-investment-related; same address; less than 10% of time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-24 |
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