Nicholas Edward Whitmer

Employer firm

Dmlo Wealth Planning, LLC CRD 316202

$30.4M regulatory AUM 45 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 05/2017
  Jefferson National Securities Corp
  Louisville, KY
• 06/2013 → 05/2017
  Jefferson National Financial Corp.
  Louisville, KY
• 05/2017 → 03/2022
  Argi Investment Services
  Louisville, KY
• 05/2017 → 03/2022
  Argi Financial Group
  Louisville, KY
• 04/2022 → 10/2022
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 10/2022 → Present
  Guidance Capital, Inc.
  Louisville, KY
• 04/2022 → 10/2022
  Money Concepts Advisory Service
  Palm Beach Gardens, FL
• 03/2023 → Present
  Dmlo Wealth Planning, Llc
  Louisville, KY

Previous Registrations

• 2022-04-12 → 2022-12-15
  Money Concepts Capital Corp
  Louisville, KY
  Louisville, KY
  Palm Beach Gardens, FL
• 2017-07-11 → 2022-03-30
  Cerity Partners Ocio Llc
  New York, NY

Other Businesses

Licensed insurance professional; non-investment-related; same address; less than 10% of time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-07-11
• S63 Uniform Securities Agent State Law Examination
  2013-12-24

Designations

• Certified Financial Planner