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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Mclean | VA | 09/2015 | 11/2016 |
| Jp Morgan Securities Llc | Mission | TX | 11/2016 | 10/2022 |
| Raymond James Financial Services, Inc | Mcallen | TX | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Mcallen | TX | 10/2022 | Present |
| Security Servicefcu | Mcallen | TX | 10/2022 | Present |
| Security Service Investment Group | Mcallen | TX | 10/2022 | Present |
(1)Name of Business: Security Service FCU Address: 7906 N 10th St, McAllen, TX, 78504-7725, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/10/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor / Employee (2)Name of Business: Security Service Investment Group Address: 7906 N 10th St, McAllen, TX, 78504-7725, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/10/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
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