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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-28 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Group, American Funds | Irvine | CA | 08/2013 | 03/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2019 | 12/2023 |
| John D Cartwright & Associates/Clg Llc | Long Beach | CA | 03/2018 | 01/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2024 | 01/2025 |
| Beacon Pointe Advisors Llc | Irvine | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-02 |
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