Best Investors
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Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2025-05-16 |
Branch Locations
4 Caufield Place Suite 101, Newtown, PA 18940 • United States
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
Neptune, NJ • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2025-05-16 |
| TX | RA | APPROVED | 2025-05-16 |
Branch Locations
4 Caufield Place, Suite 101, Newtown, PA 18940 • United States
Neptune, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Morristown | NJ | 07/2016 | 09/2016 |
| Madison Avenue Securities, Llc | San Diego | CA | 09/2016 | 02/2017 |
| Pfs Wealth Management Group | Bayonne | NJ | 09/2016 | 02/2017 |
| Massachusetts Mutual Life Insurance Company | Madison | NJ | 02/2017 | 02/2020 |
| Msi Financial Services Inc | Iselin | NJ | 02/2017 | 03/2017 |
| Mml Investors Services, Llc | Madison | NJ | 03/2017 | 01/2020 |
| Morgan Stanley | Lawrenceville | NJ | 08/2022 | 05/2025 |
| Bayada Home Health Care Company | Westfield | NJ | 02/2020 | 11/2020 |
| Keller Williams | Chatham | NJ | 11/2020 | 05/2021 |
| Njswim | Florham Park | NJ | 05/2021 | 08/2022 |
| Rockefeller Financial Llc | Newtown | PA | 05/2025 | Present |
| Rockefeller Capital Management | Newtown | PA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 2014-07-24 |
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