Alexander Joseph Falloon

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2019-07-10

CO RA
APPROVED

Since 2019-07-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Fort Collins	CO	04/2016	11/2016
Wells Fargo Clearing Services, Llc	Fort Collins	CO	11/2016	06/2019
Gwfs Equities, Inc	Greenwood Village	CO	07/2019	Present

04/2016 → 11/2016

Wells Fargo Advisors, Llc

Fort Collins, CO
11/2016 → 06/2019

Wells Fargo Clearing Services, Llc

Fort Collins, CO
07/2019 → Present

Gwfs Equities, Inc

Greenwood Village, CO

Previous Registrations

2016-04-11 → 2019-06-10

Wells Fargo Clearing Services, Llc

Fort Collins, CO

Greenwood Village, CO
2015-02-18 → 2016-04-12

Thrivent Investment Management Inc.

Westminster, CO

Loveland, CO

Other Businesses

Author/Self-publisher. Investment Related: No. Authoring kid books. Nothing to do with Finance. Just little rhyme stories. Probably doing 3 total and selling via Amazon KDP. hours/month: 2-10. during work hours: 0. writing little kid rhyme books and self publishing

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-17

S66 Uniform Combined State Law Examination

2015-02-17

Designations

Certified Financial Planner

Other Names

Alex J Falloon
Alexander J Falloon

View on SEC IAPD