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Benjamin Hopper

Wells Fargo Clearing Services, LLC

Vancouver, WA

Bend, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-02-16
TX RA APPROVED 2023-02-16
  • OR RA
    APPROVED
    Since 2023-02-16
  • TX RA
    APPROVED
    Since 2023-02-16

Branch Locations

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

960 Nw Wall St, Bend, OR 97703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kiwanis International Salem OR 04/2015 08/2018
Key Investment Services Salem OR 01/2016 05/2017
Key Bank Salem OR 01/2016 05/2017
Key Investment Services Keizer OR 05/2017 08/2018
J.P. Morgan Chase Bend OR 09/2018 02/2023
Jp Morgan Securities, Llc Bend OR 09/2018 02/2023
Wells Fargo Clearing Services, Llc Portland OR 02/2023 Present
  • 04/2015 → 08/2018
    Kiwanis International
    Salem, OR
  • 01/2016 → 05/2017
    Key Investment Services
    Salem, OR
  • 01/2016 → 05/2017
    Key Bank
    Salem, OR
  • 05/2017 → 08/2018
    Key Investment Services
    Keizer, OR
  • 09/2018 → 02/2023
    J.P. Morgan Chase
    Bend, OR
  • 09/2018 → 02/2023
    Jp Morgan Securities, Llc
    Bend, OR
  • 02/2023 → Present
    Wells Fargo Clearing Services, Llc
    Portland, OR
Previous Registrations
  • 2018-09-10 → 2023-02-17
    J.P. Morgan Securities Llc
    Bend, OR
    Springfield, OR
    Eugene, OR
    Springfield, OR
    Wilsonville, OR
    Oregon City, OR
  • 2017-05-15 → 2018-09-26
    Key Investment Services Llc
    Vancouver, WA
    Salem, OR
    Keizer, OR
    Albany, OR
  • 2014-05-19 → 2015-12-31
    Waddell & Reed
    Salem, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-28
  • S66 Uniform Combined State Law Examination
    2014-01-28
Other Names
  • Ben Hopper
  • Benjamin Lane Hopper

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COLUMBIA RIVER FINANCIAL GROUP
LPL FINANCIAL LLC
ONEAMERICA SECURITIES, INC.

Other Investors

DARREN CLARK BLANCHARD
JASON P BLANCHARD
Ethan Thomas Blanchard
Eric Schwartz
Matthew C Stroder
SHENA QUEN BARTLETT
JEFFREY SCOTT LUKOWIAK
Brian Jennings Harmon

Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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