Michael Edward Sullivan

Employer firm

Sullivan Dunn Wealth Management CRD 333496

$9.79M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2018
  Plan 4 Financial Design/Cetera
  Denver, CO
• 07/2018 → 05/2023
  Sigma Parkland Securities
  Ann Arbor, MI
• 05/2023 → 10/2024
  Lpl Financial
  Bath, MI
• 10/2024 → Present
  Sullivan Financial, Llc
  Oekmos, MI

Previous Registrations

• 2023-05-15 → 2024-10-03
  Lpl Financial Llc
  Bath, MI
  Bath, MI
  San Diego, CA
• 2018-07-19 → 2023-05-15
  Spc
  Bath, MI
  Ann Arbor, MI
• 2016-06-16 → 2018-07-24
  Cetera Advisors Llc
  Rockford, MI
  Bath, MI

Other Businesses

- licensed insurance agent - trustee for and beneficiary of a family trust

Exams

• S66 Uniform Combined State Law Examination
  2016-06-09
• S63 Uniform Securities Agent State Law Examination
  2014-03-20