Joseph Connell

Current Employers

Employment History

• 09/2010 → 05/2017
  Moravian College
  Bethlehem, PA
• 05/2017 → 09/2021
  M Holdings Securities
  Portland, OR
• 05/2017 → 09/2021
  Strategic Advisor Group
  Bethlehem, PA
• 05/2017 → 09/2021
  Captrust Financial Advisors
  Raleigh, NC
• 09/2021 → Present
  Osaic Wealth, Inc.
  Nazareth, PA

Previous Registrations

• 2017-07-11 → 2021-09-28
  Captrust
  Bethlehem, PA
  Raleigh, NC
• 2014-12-05 → 2015-11-13
  Securian Financial Services, Inc.
  Allentown, PA

Other Businesses

(1) CONNELL FUNERAL HOME, BETHLEHEM, PA; NON INVESTMENT RELATED; EMPLOYEE; 1/2007 TO PRESENT; 10 HRS/MO WITH 0 HRS/MO DURING TRADING HRS. (2) ST. ANNE EDUCATIONAL ENDOWMENT FUND; 450 WASHINGTON AVENUE, BETHLEHEM, PA 10017, 10/31/2019; BOARD MEMBER; ASSIST IN DISCUSSIONS ON HOW THE ENDOWMENT FUNDS SHOULD BE USED; INVESTMENT RELATED; 1 HOUR/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (3) Name: Touchstone Theatre Investment-Related: No. Address: 321 E 4th St. Bethlehem PA 18015 Nature: non profit theatre for underserved youth in our community Position/Title: Treasurer Start: 03/22/2021 Hours/Month: 1 Hours during Market Hours: 0 Duties: review financial statements, no access to funds. (4) KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Financial Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/04/2021 ADDRESS: 112 S Broad Street, Nazareth PA 18064, United States DESCRIPTION: This OBA is for payroll purposes only (5) CONNELL FUNERAL HOME POSITION: Assistant to Funeral Director NATURE: For profit Funeral Home (Corporation) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 245 E Broad Street, Bethlehem PA 18018, United States DESCRIPTION: Assistant funeral director with funeral service and behind the scenes operations. (6) TOUCHSTONE THEATRE POSITION: Treasurer NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 321 E 4th Street, Bethlehem PA 18015, United States DESCRIPTION: Treasurer and on the board of directors. Oversee the financials of the theatre. I do not have access or the ability to write any checks. (7) KEYSTONE FINANCIAL MANAGEMENT LLC - FIXED INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance brokerage for fixed life and annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/11/2023 ADDRESS: 112 South Broad Street, Nazareth PA 18064, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Insurance (8) KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 320 SECURITIES TRADING HOURS: 210 START DATE: 08/11/2023 ADDRESS: 112 South Broad Street, Nazareth PA 18065, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products

Exams

• S66 Uniform Combined State Law Examination
  2014-11-19

Designations

Other Names

• Joseph Francis Connell