Brett Paul Flodder

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-12-04

TX RA
APPROVED

Since 2013-12-04

Branch Locations

2770 Fm 1463 #100, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2013	06/2020
Equitable Advisors, Llc	New York	NY	08/2013	Present

08/2013 → 06/2020

Axa Advisors, Llc

New York, NY
08/2013 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. TRUSTEE OF A TRUST FOR PARENTS - STEVEN FLODDER. 2. NUMBER 10 AUTOSPORT LLC; 2127 COUNTRYSHIRE LANE, RICHMOND, TX 77406; PARTNER; LLC TO OWN SPECIALTY CARS; START DATE 5/6/2022 APPROX. 4 HOURS PER MONTH; NOT INVESTMENT RELATED. 3. POA FOR SPOUSE - KATHRYN FLODDER; 2127 COUNTRYSHIRE LANE, RICHMOND, TX 77406; START DATE 8/1/2013. 4. Flodder Financial Group, LLC; 2770 FM 1463 Suite 100 Katy, TX 77494; Managing Director Investment Strategies; START DATE 11/20/2015; APPROX. 40 HOURS/MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-13

S66 Uniform Combined State Law Examination

2013-11-13

Designations

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

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