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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-11 |
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
2377 Gold Meadow Way, Gold River, CA 95670 • United States
Hermitage, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Planning Group | Sacramento | CA | 06/2014 | Present |
| Foundations Investment Advisors Llc | Scottsdale | AZ | 09/2020 | Present |
INSURANCE SALES; INVESTMENT-RELATED; CA; INSURANCE AGENT; 2020; APPROXIMATELY 40 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-26 |
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