Best Investors Account Sign in
Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-11
CA RA APPROVED 2025-01-01
  • TN RA
    APPROVED
    Since 2025-12-11
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

2377 Gold Meadow Way, Gold River, CA 95670 • United States

Hermitage, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Planning Group Sacramento CA 06/2014 Present
Foundations Investment Advisors Llc Scottsdale AZ 09/2020 Present
Other Businesses

INSURANCE SALES; INVESTMENT-RELATED; CA; INSURANCE AGENT; 2020; APPROXIMATELY 40 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 2013-11-26
  • S65 Uniform Investment Adviser Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    2013-11-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor