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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| WA | RA | APPROVED | 2025-02-20 |
Branch Locations
9725 3Rd Avenue Ne Suite 610, Seattle, WA 98115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Seattle | WA | 09/2013 | 02/2025 |
| (Dba) Time Value Investments | Seattle | WA | 08/2013 | Present |
| Concourse Financial Group Securities Inc | Seattle | WA | 08/2017 | 02/2025 |
| Cetera Wealth Services, Llc | Seattle | WA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
TIME VALUE INVESTMENTS; Investment related; 9725 3rd Avenue NE, Ste 610, Seattle WA 98115; Brokerage; Institutional Investment Sales; Start Date: 10/2016; 180 hours per month with 140 of those hours per month occurring during trading hours; Bond Sales-specializing in providing brokerage and management services, which includes securities, to public entities. >> WASHINGTON FINANCE OFFICERS ASSOCIATION; Non-investment related; 2601 4th Ave Suite 800, Seattle WA 98121; Non-Profit; Committee Member; Start Date 10/2016; 1 hour per month with that 1 hour occurring during trading hours; The Association is for public finance professionals in the state of Washington. My duties consist of helping plan the educational sessions at the Association's annual conference.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-18 |
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