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Zeyn Ali

Wells Fargo Clearing Services, LLC

Tustin, CA

Irvine, CA

CRD 6234007

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-05
  • CA RA
    APPROVED
    Since 2021-04-05

Branch Locations

2677 Park Ave, Tustin, CA 92782 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Corona CA 07/2014 11/2016
Wells Fargo Bank, Na Tustin CA 07/2014 Present
Wells Fargo Clearing Services, Llc Tustin CA 11/2016 Present
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Corona, CA
  • 07/2014 → Present
    Wells Fargo Bank, Na
    Tustin, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Tustin, CA
Other Businesses

ARIYA ALI INC; NON INV RELATED; WESTMINSTER, CA; ONWER; SPOUSE'S BAKERY; START: 1/30/19; 15 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2013-09-28
  • S65 Uniform Investment Adviser Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2013-09-28

View on SEC IAPD

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