Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
| NH | RA | APPROVED | 2026-01-02 |
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
191 Washington Street, Keene, NH 03431 • United States
Gillette, NJ • United States
30 Technology Drive First Floor, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Warren | NJ | 01/2013 | Present |
| Pruco Securities, Llc. | Warren | NJ | 01/2013 | 11/2024 |
| New Providence Financial, Llc | Edison | NJ | 01/2013 | 11/2024 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 9/13/2024 - New Providence Financial, LLC - Insurance and financial services - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 01/15/2015 - 120hrs/mth - 120hrs/mth During Trading 2) 9/13/2024 - Chartered Financial Services LLC - DBA LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 3) 09/13/2024 - www.newprovidencefinancial.com - dba website - DBA for LPL Business (entity for LPL business) - Non Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 4) 09/13/2024 - CHARTERED FINANCIAL SERVICES LLC DBA WEBSITE URL: www.CFS-NJ.com - DBA LLC Website - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 5) 09/13/2024 - Chartered Financial Services, LLC - DBA LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 6) 09/13/2024 - Chartered Financial Services LLC DBA Website URL www.cfs-nj.com - DBA website - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 7) 08/04/2025-P&C-Marketing Assistant and Manager-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/17/2013-10hrs/mth-0hrs/mth during trading 8) 10/01/2025-Chartered Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/29/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-16 |
Reach out to this advisor