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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-29
NH RA APPROVED 2026-01-02
NJ RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2026-07-29
  • NH RA
    APPROVED
    Since 2026-01-02
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

191 Washington Street, Keene, NH 03431 • United States

Gillette, NJ • United States

30 Technology Drive First Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Warren NJ 01/2013 Present
Pruco Securities, Llc. Warren NJ 01/2013 11/2024
New Providence Financial, Llc Edison NJ 01/2013 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 01/2013 → Present
    Prudential Insurance Company Of America
    Warren, NJ
  • 01/2013 → 11/2024
    Warren, NJ
  • 01/2013 → 11/2024
    New Providence Financial, Llc
    Edison, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
Other Businesses

1) 9/13/2024 - New Providence Financial, LLC - Insurance and financial services - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 01/15/2015 - 120hrs/mth - 120hrs/mth During Trading 2) 9/13/2024 - Chartered Financial Services LLC - DBA LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 3) 09/13/2024 - www.newprovidencefinancial.com - dba website - DBA for LPL Business (entity for LPL business) - Non Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 4) 09/13/2024 - CHARTERED FINANCIAL SERVICES LLC DBA WEBSITE URL: www.CFS-NJ.com - DBA LLC Website - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 5) 09/13/2024 - Chartered Financial Services, LLC - DBA LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 6) 09/13/2024 - Chartered Financial Services LLC DBA Website URL www.cfs-nj.com - DBA website - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2016 - 1hrs/mth - 1hrs/mth During Trading 7) 08/04/2025-P&C-Marketing Assistant and Manager-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/17/2013-10hrs/mth-0hrs/mth during trading 8) 10/01/2025-Chartered Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/29/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-16
  • S66 Uniform Combined State Law Examination
    2014-12-16
Designations
Other Names
  • Sara Rose Benton

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