Nathan Andrew Breiby

Employer firm

Klaas Financial Asset Advisors, LLC. CRD 121399

$758M regulatory AUM 116 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 04/2019
  American Trust & Savings Bank
  Dubuque, IA
• 08/2014 → 04/2019
  Cetera Investment Services Llc
  St. Cloud, MN
• 04/2016 → 04/2019
  Cetera Investment Advisers Llc
  Dubuque, IA
• 04/2019 → 02/2020
  Lpl Financial Llc
  Dubuque, IA
• 05/2019 → 02/2020
  Midwestone Bank
  Dubuque, IA
• 02/2020 → 10/2020
  Basepoint Wealth Llc
  Dubuque, IA
• 11/2020 → Present
  Klaas Financial Asset Advisors, Llc
  Loves Park, IL

Previous Registrations

• 2020-02-14 → 2020-10-30
  Basepoint Wealth, Llc
  Cedar Rapids, IA
  Dubuque, IA
• 2019-04-30 → 2020-02-28
  Lpl Financial Llc
  Dubuque, IA
  Dubuque, IA
  Dubuque, IA
  Dubuque, IA
  Iowa City, IA
  Cuba City, WI
• 2016-04-04 → 2019-04-30
  Cetera Investment Advisers Llc
  Dubuque, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-01
• S63 Uniform Securities Agent State Law Examination
  2014-06-02

Designations

• Certified Financial Planner

Other Names

• Nate A Breiby