Ross E Morand

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-03-26
CA	RA	APPROVED	2020-06-22
CT	RA	APPROVED	2014-11-14

OH RA
APPROVED

Since 2021-03-26
CA RA
APPROVED

Since 2020-06-22
CT RA
APPROVED

Since 2014-11-14

Branch Locations

5905 E Galbraith Rd Investment Solutions Group, Cincinnati, OH 45236 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2013	Present

07/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*373014, Entity Type: Entity For Profit, Name of OBA: Shamrocks, LLC, Address: Cincinnati, Ohio 45243, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 11/10/2017, No Hours: 3, No Hours during trading: 0, Duties: Invest. Little-to-no responsibilities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-13

S66 Uniform Combined State Law Examination

2014-11-13

Other Names

Ross Edward Morand

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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