Sarah Ann Nuernberg

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2017
  Cri Securities, Llc
  St. Paul, MN
• 08/2016 → 09/2016
  Securian Financial Services, Inc.
  St. Paul, MN
• 09/2016 → 05/2017
  Securian Financial Services, Inc.
  St. Paul, MN
• 06/2016 → 05/2017
  Minnesota Life Insurance Co.
  St. Paul, MN
• 05/2017 → 08/2024
  Prudential Insurance Company Of America
  Plymouth, MN
• 05/2017 → 08/2024
  Pruco Securities, Llc.
  Plymouth, MN
• 03/2019 → 08/2024
  Prudential Annuities Distributors
  Plymouth, MN
• 09/2024 → 03/2025
  Unemployed
  Saint Michael, MN
• 03/2025 → Present
  Ameriprise Financial Services, Llc
  Minneapolis, MN

Previous Registrations

• 2014-08-13 → 2016-06-14
  Principal Securities, Inc.
  Minnetonka, MN
  Minnetonka, MN
• 2014-01-06 → 2014-02-03
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Minneapolis, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-23
• S66 Uniform Combined State Law Examination
  2002-02-21
• S63 Uniform Securities Agent State Law Examination
  1998-11-09

Other Names

• Sarah Ann Hering
• Sarah Ann Hering
• Sarah Ann Nuernberg
• Sarah A Nuernberg